General Investing

Investors have more responsibility than ever when participating in the investment marketplace, yet many feel they lack the necessary knowledge to reach their financial goals. The Secretary of State Securities Division provides information to help investors make more informed investment decisions.

Check registration for a financial services professional

Before you write a check to a financial services professional, always check their registration first!

Watch a MoneyTrack investor education video

Through an agreement with the producers of MoneyTrack, an investor education series produced for Public Television, the Securities Division has made these available to view.